United States Patent Office, November 4, 1859.
On the application of THADDEUS HYATT,
for the extension of a patent granted to him on the 12th of
November, 1845, and re-issued on the 3d of April, 1855, for
"Improvement in Vault Covers":—
The character and amount of testimony
submitted in this case, as well as the acknowledged ability of the
counsel employed by both the applicant and the remonstrants, justify
the conclusion that the issue involved is one of considerable
importance. If no opposition had been made to the extension, and
the case rested entirely upon the evidence submitted by the applicant,
I should not hesitate to grant the prayer of the petitioner. I
shall therefore proceed at once to an examination of the objections
to the extension on the part of the remonstrants, with the view of
ascertaining whether there is anything therein contained to justify
the rejection of this application.
Mr. Hyatt asserts, and has submitted
to prove, that he is the first and original inventor of the plan of
lighting subterranean apartments by means of the invention set
forth in the following claims:—
"What I claim as my invention and
desire to secure by Letters Patent in cover for openings to Vaults
in floors, decks, &c., is making them of a metallic grating or
perforated metallic plate with the apertures so small that
persons or bodies passing over or falling upon them may be entirely
sustained by the metal, substantially as described; but this I only
claim when the apertures are protected by glass, as and for the
purposes set forth.
"And I also claim, in combination with
the grating or perforated cover and glass fitted hereto, the knobs
or protuberances on the upper surface of the grating or perforated
plate for preventing the abrasion or scratching the glass,
substantially as specified."
The applicant further asserts,
notwithstanding the greatest exertion upon his part that owing to
the neglect and refusal of the public to make use of his invention
when first offered to them, he has failed to obtain a sufficient
remuneration for the time, labor, ingenuity and expense bestowed
upon it, and its introduction into use.
It is claimed, however, by the
remonstrants, that Hyatt is not entitled to a patent for this
invention, for the reason that the same thing was
patented to J. T. Christy, in England, in 1841. As evidence of this the
London Mechanics' Magazine, for 1841, is exhibited, in
which we find, user the head of "List of Designs registered
between June 28th and July 28th," the following—
"Date of registration—July 6,
1841; No. on the register—742; Registered proprietor's
name—J. T. Christy; Subject of design—Coal Plate;
Time for which protection is granted—3 years."
From this it appears that J. T.
Christy, on the 6th day of July, 1841, registered a design for a
coal plate, in the exclusive sale of which he was protected for
the term of three years. What this particular coal plate was
does not appear from the printed publication. No one in this
country would imagine that the words "coal plate" meant an iron
frame with several openings filled with thick glass to be placed
upon sidewalks or floors for the purpose of admitting light into
vaults, cellars, basements, &c. It cannot therefore be claimed
that this notice in the Mechanics' Magazine, unaccompanied
as it is by any explanation of any kind, is a printed description
of the particular device for which Letters Patent were granted to
Hyatt in 1845.
But the remonstrants have offered as
evidence what purports to be a copy of a drawing of an "Improved
Coal Plate," registered in England in July, 1841, by John Fell
Christy and Company.
I am clearly of the opinion that this
drawing and the accompanying affidavits, as well as the affidavit
attached to the so-called coal plate, cannot be received as
evidence in this case, for the reason that the applicant did not
have the opportunity offered him to be present and cross-examine
the witnesses, a right which is virtually guaranteed him under
the rules of this office. I am aware that it has been urged by
remonstants' counsel that this was the best evidence that could be
produced, for the reason that there is no provision under the laws
of England for taking certified copies of registered designs. It
would require, however, something more than the naked statement of
an attorney to satisfy my mind upon that point, particularly in the
face of the following remark found in the letter of Newton & Son,
patent lawyers, of England, to remonstrants'' counsel, marked Exhibit
T. "The courts of law are bound to accept as evidence the copies
of a design stamped with the Register's seal." No
such stamp appears upon the drawing purporting to be a copy of
Christy's registered design.
But even admitting it to be true that
a certified copy of a design registered in England cannot be
obtained, does it follow that the affidavit of any private individual
can be received in lieu of such certified copy, when the opposing
party has no opportunity of testing by a cross examination the
character and veracity of the witness? I apprehend that no Court
of law would recognize a principle so manifestly dangerous and
unjust. Waiving the objection of applicant's counsel to the
admissibility of the testimony of John Stuart, and what do we have
to establish the fact that the invention claimed by Hyatt was
patented in England in 1841? Stuart testifies that he saw vault
covers in use in England made of one piece of cast-iron, with four
holes in each, about 3½ or 4 inches in diameter, with pieces
of thick glass fitted into each hole, and that said vault covers were
similar to one exhibited to him on the stand. There is, however, no
legal or admissible testimony to show whether the particular
vault cover shown to Stuart was made in London, Paris, or New York;
whether is was made by Christy, in 1841, or by J. T. Jackson, in 1859.
Stuart does not testify that the vault cover which he saw in England
was, to his knowledge, ever patented or even registered.
All that can be inferred from his testimony is that he saw such
vault covers in use or on sale in England in 1841 or 1842.
The point is well settled that the mere prior knowledge of use of an
article in a foreign country does not destroy the validity of a
patent for the same thing in this country. I deem it, therefore,
unnecessary to inquire whether a registered coal plate is, within
the meaning of our laws, a patented coal plate, as there is no legal
evidence to show what the particular coal plate registered in
England was. But if we admit the affidavits, the cast-iron coal
plate, and the alleged copy of Christy's drawing, there is, even
then, nothing to destroy the validity of Hyatt's patent. All of
this evidence proved no more than that Christy's registered coal
plate was a round iron cover with four round holes in it, while
Hyatt's invention, as described in his original specification, is a
vault cover so constructed "as to admit light through a
considerable number of small glasses or lenses which are so set in
the iron cover as to effectually defend them from injury by the
falling or pressure of weighty bodies upon them, or from the
contraction or expansion of the metal; they being protected by
knobs or protuberances on the iron cover, and defended also by
being set in a frame-work of wood or soft metal or wood and soft
metal combined, which will yield to percussion, and thus aid
effectually in preventing the breaking of the glass."
The testimony of Wm. W. Cornell (in
which he states that he saw in England in 1857, "a light marked
'Christy; registered July 6, 1841,', twelve inches in diameter,
containing four round glasses, each four inches in diameter,"
fails to establish the fact that Christy's coal plate, as registered,
contained any glasses at all. I have examined the purported copy of
Christy's registered drawing, the Mechanics' Magazine for
1841, the cast-iron coal plate, the testimony of Stuart and Wm. W.
Cornell, as well as all the rejected affidavits, and am unable to
find anything therein to prove conclusively that the Christy design
registered in 1841 was for a cast-iron plate containing holes filled
with glass. We have just as much right to suppose that the holes
exhibited in the drawing were not to be filled at all, or were to
be filled with pieces of wood or iron in such a manner as to be
removed for the purpose of ventilation, as to suppose that they
were intended to be filled with glass. The rejected affidavit of
Richard Follkard shows that the holes in one of Christy's coal plates
were filled with disks of iron after the glasses had been broken out.
If Mr. Cornell had chanced to have seen that coal plate with the
holes so filled with disks or iron, we would be as much bound to
believe that the apertures in Christy's registered coal plate were
designed by him to be filled with iron as that they were to be filled
with glass.
Cast-iron vault covers, with holes
through them for admitting light and air into vaults, had been in use
in this country long before the invention of Mr. Hyatt. These were
of various shapes and designs, and there is no admissible evidence
submitted in this case to justify the conclusion that the Christy
registered coal plate was anything more than a design for an
old-fashioned open vault cover.
Although, under the view I have taken
of this point, it is a matter of no importance, still it may not be
amiss to state that the coal plate referred to the in Mechanics'
Magazine is represented as being registered by J. T. Christy;
the one referred to in Exhibit A, by John Fell Christy &
Company; while the name shown in said exhibit upon the drawing
itself is J. E. Christy & Co.
For the reason hereinbefore referred
to, I must set aside the Christy coal plate as having no bearing
upon this case. It is further claimed by remonstrants that Hyatt's
invention is nothing more than a mere duplication of Rockwell's vault cover, patented in 1834.
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This invention of Rockwell was for
a vault cover composed of a single plate of glass of any size or
shape, inclosed by an ornamental rim of iron.
Rockwell does not set forth, in his specification or claim,
any method for preventing
the breaking of his glass by the contraction and expansion of the
iron rim, or any plan for fitting in the glass in such a manner as
to prevent leakage. The attention of the Office was called to the
Rockwell light by Hyatt in his original application, as well as in
his application for a re-issue, for he described therein the leading
features of Rockwell;s light, and points out the improvements upon
it which he has invented. In view of these facts, the Office has
twice decided that Hyatt's invention was such an improvement upon
the iron vault cover with a single glass as to entitle him to a
patent. I should not, therefore, feel justified, at this late day,
in overruling the decision of the Office, twice rendered upon that
identical point, unless I was satisfied beyond the shadow of a
doubt that the office erred in its former decisions. I am not free
from doubts upon that subject, and must therefore regard the action
of the Office in granting a patent as entirely correct, at least, so
far as the Rockwell vault light is concerned.
We are next led to inquire whether iron
window sashes and the thick glasses inserted in the top of
diving-bells are to be regarded as anticipations of Hyatt's invention.
To answer this it is only necessary to ask whether either of them,
placed in a side-walk, would have accomplished all that is realized
from Hyatt's invention? Would the former have been safe for people
walking over them when the glasses were broken out, or would the
latter have made suitable vault covers, combining all the
advantages of his invention?
Hyatt may have noticed the metallic
window sash and the top of the diving-bell, and these may have
suggested to his mind the idea of combining the iron grating of the
one, properly modified, with the thick glass of the other, in such
a manner as to form his metallic illuminating grating. If no
invention was required to accomplish this result, why did not
Rockwell think of it when he applied for his patent in 1834? Why
did not some other ingenious mechanic, who was aware of the
importance of a full supply of light to those subterranean vaults,
accomplish the same result? The fact that such vault had for a
long time been in existence, and that no living man had before
thought of such a thing as covering the top of such vaults with
simple iron covers, with small opening filled with glass, in such
a manner as to be water-tight and secure from breaking by persons
passing over them, and so constructed that, even if the glasses
were all broken out, the covers would still be safe to walk over,
makes it perfectly clear to my mind that there must have been some
ingenuity and invention exercised by Mr. Hyatt. It may be said
that the amount of ingenuity and invention displayed was
exceedingly small and insignificant; still it was so great that
hundreds of people besides Mr. Hyatt, who had seen metallic window
sashes and thick glasses in diving-bells, day after day and year
after year, had never thought or dreamed of combining these in such
a way as to produce the article which he claims as his invention.
It seems, therefore, that Hyatt, at least, displayed more ingenuity
in this particular line than any one before him.
Other points have been presented by
the remonstrants as showing a want of invention and originality on
the part of Mr. Hyatt; but as these are of less importance than
those to which I have already alluded, I deem it unnecessary to
further pursue the inquiry in regard top the original patentability
of his invention, and shall therefore proceed at once to examine the
objection made to the re-issue of Hyatt's patent in 1855.
It is urged by the remonstrants that
the claims in the re-issued patent confer upon the applicant more
than he was entitled to—that it embraces new matter not
contemplated by Hyatt when he made his original application.
I regard the plan of forming a metallic
grating with several small apertures filled with glass, for the
purpose of letting in the light and keeping out the rain, as the
gist of his original invention. Hyatt's real invention, however,
is better explained by himself, in his original specification, in
the following language:—
I have so contrived my illuminating
vault cover as to admit the light through a considerable number of
small glasses or lenses, which are so set into the iron cover as
effectually to defend them from injury by the galling or pressure
of weighty bodies upon them, or from the expansion and contraction
of the metal; they being protected by knobs or protuberances on the
iron cover, and defended also by being set in a frame-work of wood
or of soft metal, or of wood and soft metal combined, which will
yield to percussion, and this aid effectually in preventing the
breaking of the glass. In situations where it is desirable, I
combine a ventilator with my vault cover in such a manner as to
allow a current of air or vapor to pass freely, whilst the entrance
of water from without, under ordinary circumstances, is prevented."
He then goes on to described minutely
one or two methods by which he confines the glasses in their
proper positions in the vault cover by the use of laminæ of
wood, or soft metal, or of both combined.
The question therefore arises, was his
invention merely the particular method shown in his drawing of
securing the glasses to the metal frame, or was it in the general
plan of combining a perforated vault cover with small glasses in
such a manner as would accomplish the object desired? Most
obviously the latter. Mr. Hyatt, in his original application,
virtually gave the following analysis of his invention:—
1st. A metallic vault cover, with holes
so small that it may be safely walked over.
2d. Small thick glasses, to be placed
in the holes in such a manner that light may be admitted, and that
they may not be broken by the contraction and expansion of the
metal.
3d. Knobs or protuberances upon the
upper surface of the metallic vault cover, to protect the glasses
from scratching or injury.
4th. Wood or soft metal, into which
the glasses are to be so set as to yield to percussion.
5th. The whole to be made water-tight.
The elements of the invention are
here set forth in such a clear manner that an ordinary mechanic,
skilled in the business to which this invention appertains, could,
without any further explanation, have constructed a vault cover
which would have answered all the purposes that Hyatt's vault
light was intended to accomplish. One mechanic might have secured
the glasses to the metallic frame in one way; another mechanic, in
a different way. One might have used wood, the other lead; still,
the result would have been a load-sustaining, light-admitting,
surface-protected, water-proof vault cover; and, however, different
the modes of securing and protecting the glasses may have been,
they could only be regarded as equivalents of the particular mode
which Hyatt exhibited by his drawings. The affidavits of Messrs.
Delavan, Stoughton, Aldrich, Brooks, and other, which were
submitted at the time of Hyatt's application for re-issue, show
conclusively that, previous to his application for his patent
in August, 1845, he constructed and put down at the Delavan
House, in Albany, several vault lights, some of which consisted of
a single plate of cast-iron with small apertures, into which
apertures the glasses were fitted with cement, and protected from
injury by projections upon the upper surface of the cast-iron plate;
while small plates of brass, with opening in them corresponding with
the size and shape of the glasses, were placed over the top of said
glasses, and secured to the cast-iron plate by means of screw-bolts
and nuts. These affidavits were not, in my judgement, introduced,
on the application for re-issue, for the purpose of showing that
Hyatt had, previous to his original application for a patent in
1845, invented more than was described in said original application,
so that he might be enabled to embrace in his re-issue new matter
not referred to in the original specification. They were evidently
designed to show that this invention, as set forth in the
original application, did not consist of a particular method
of securing the glasses to the iron vault cover, but included an
iron vault cover with several small glasses, properly protected
and so secured as to make a safe, water-tight, illuminating cover.
I have no hesitation, therefore, in saying that the re-issued
patent of April 3, 1855, confers upon Hyatt nothing more than he
was entitled to claim under his original applications, and nothing
more than he described in said original application.
I must accordingly hold that the
invention secured by the patent of 1845, and by the re-issue of
1855, and for which an extension is now asked, was new and patentable
when patented. It is, however, claimed by the remonstrants that the
applicant has sold and put down illuminated vault covers or
gratings marked "T. Hyatt, patented Nov. 12, 1845," which were not
covered by his patent, and has thus abused the privilege secured to
him by his patent, as well as virtually threatened to prosecute
persons for using that which they had a perfect right to use.
do not consider it my province to inquire into this point. The
patent law provides for the imposition of heavy fines upon all
persons who sell articles marked as patented, which are not patented.
And, for all that appears to the contrary, Mr. Hyatt may yet be
obliged to pay these very penalties. Should his application for
extension be refused on this ground, he might be punished twice for
the same offense, once by the Patent Office and again by the
courts. The only points into which the Commissioner is authorized
by law to inquire, on an application of extension, are—
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Was the invention new and patentable
when patented?
Is it a useful and important one to
the public?
Has the inventor used due diligence
in introducing his into general use?
Has he received a reasonable remuneration
for the time, ingenuity and expense bestowed upon the same and the
introduction thereof into use?
There is no pretence in this case that
Mr. Hyatt has not endeavoured, steadily and persistently, to induce
the public to use his invention. The testimony clearly proves that
his attention was directed to the subject of vault lights as early
as 1834, when he was a student-at-law; that from that time until
the present, he has been engaged upon this subject. Indeed, I
doubt whether many instances can be found where an inventor has
devoted more time and effort to his invention and its introduction
into use. The testimony of several architects of acknowledged
reputation and skill, as well as the testimony of real estate
proprietors who have used his illuminating vault covers, fully
establishes the fact that Mr. Hyatt's invention is an exceedingly
valuable one to the public; it is mainly through his untiring
efforts that land-owners have been induced to adopt his lights,
and extend the basements of their buildings under the sidewalks,
and this add to the value and convenience of their property.
It is through his efforts that the
former dark, damp and gloomy subterranean vaults, fit only for the
storage of coal, wood or boxes, have been transformed into cheerful
and useful apartments, suitable for the transaction of business.
And, although it appears that the New York Sun Building
was constructed with a basement extension, and lighted by
Rockwell's vault lights, before the patent of Hyatt was granted,
still, it seems that no person, with the example before him,
considered it of sufficient importance to warrant its repetition.
Property-holders continued to build their stores and warehouses
in the old-fashioned way; and it was not until after Hyatt had
succeeded in having his ideas carried out at Cooley's Building,
on the corner of Broadway and Cortlandt-street, and at the
Herald Building, in the city of New York, that the public
were convinced of the value and importance of his invention.
It was then discovered that there was remaining unoccupied, under
the streets and sidewalks of New York, and of other large cities,
a vast amount of space which might, be the adoption of Hyatt's
lights, be rendered as valuable as the second floor of buildings;
while the additional rent to be realized therefrom would pay the
interest upon the additional cost, and still leave a large per
centage for the benefit of the owners of the property.
It is unnecessary to consider whether
the invention of Hyatt has been the means of enhancing the value
of real estate in large cities, or whether the enhanced value of
real estate has made the use of his invention a matter of great
importance, or even necessity. In either event, the value of the
invention must be admitted. Its value and importance is further
established by the fact, that land-holders prefer to use his
invention, and pay him a large royalty for such use, rather than
use the invention of Rockwell, or iron sashes with large openings
filled with thick glass, both of which belong to the public.
I am entirely satisfied that Hyatt's
invention, whether it was the result of a high degree of inventive
genius or required but a very small amount of ingenuity, is a very
valuable one to the public, and has proved a source of more
advantage and profit to them than to the inventor himself.
I shall therefore, without further
remark, pass to the consideration of the question, "Has the inventor
received a reasonable remuneration for the time, ingenuity, and
expense bestowed upon his invention and the introduction thereof
into use?"
The profit which Hyatt will realize
from his invention, by the day on which his patent expires, will,
as near as I can calculate, amount to about $93,000. In deciding
the point of sufficiency of compensation, various preliminary
points are first to be determined.
It was undoubtedly the intention of
Congress, in establishing our patent system, to offer a premium
for the fruits of inventive genius, for the purpose of encouraging
progress in the arts of civilized life.
To effect this, it is necessary and
proper that an inventor should enjoy the fruit of his labors for a
sufficient length of time to enable him to realize more than he would
be likely to realize during the same time if engaged in the ordinary
branches of the business. For unless a man after devoting his time
and talent to a new and useful improvement is allowed to make more
from his invention than a man of the same capacity and energy can
make in other kinds of business; no reward is granted him, and no
encouragement extended to other by which they may be induced to
follow his example. The law goes upon the presumption that the
monopoly by an inventor of his invention, for the period of fourteen
years, will as a general thing enable him to reap the proper reward,
but, in the event that should not be the case, wisely provided for
an extension of the time for the further period of seven years. The
amount of this reward should depend to a considerable extent upon
the value that the invention is to the public. If the amount paid
by the public for a particular improvement which they consider
necessary for them to use is greater than the benefit derived from
it, they have just right to complain and to protest against the
extension of a patent therefor. But if, on the other hand, the
benefit which the public has received far outweighs the profits
which the inventor has realized, such complaints and protests might
be regarded as unjust and unreasonable.
Again: the law presumes that when a
new useful and valuable improvement is invented and offered to the
public, the public will at once avail itself of the advantages of
such an improvement, and that the inventor will at once begin to
realize a profit upon his invention, which profit will continue
for the period of fourteen years, provided he charges for his
improvement less than it is really worth.
How are the facts in case?
Many of the first and most reliable
men in the city of New York, who have used and paid for this
invention, testify that the price paid bears no comparison to the
advantages resulting from it. The testimony also proves that the
applicant, owing to the persistent neglect or refusal on the part
of the public to use his improvement, has really enjoyed his
invention but seven or eight years. Thus, if the extension prayed
for is granted, he will in fact be securing the advantages of a
profitable invention for no longer a period than the law contemplated
when his patent was granted.
It is comparatively rare that an
invention is made which proves to be of any substantial advantage
to the public. When such a thing does occur, the inventor is
allowed a large and munificent reward, not only on account of the
benefits which he may have conferred upon his race, but that his
brilliant success may stimulate other inventors to renewed and
increased exertion. Rather than with a begrudging spirit grumble
at the success of such an inventor, and fear that he may profit
too much, we should congratulate ourselves that a wise provision
of the law has placed it in our power to bestow a reward upon him
commensurate with the benefits which he has conferred upon the
public. It is a peculiar feature of this case that the opposition
to the extension does not come from those persons who have adopted
and paid for the improvement, but from certain rival iron
manufacturers and contractors, who, during the fourteen years of
the existence of this patent, have probably accumulated larger
fortunes from their regular business than Mr. Hyatt from his
invention. The fate of the inventor is a hard one at best. No
matter how valuable and important his invention may be, he must
first overcome the prejudices of the public, before he is able to
obtain any remuneration. By this time, as a general thing, the
duration of his patent has already partially expired. Then, as
soon as he has succeeded by his labors and perseverance in
satisfying the public of the advantages of his invention, and has
created a market, hundreds of greedy rivals at once by a system
of piracy attempt to rob him of his property. Rich and powerful
combinations are formed against him. He is compelled to abandon
his invention or submit to prolonged vexations and expensive
litigation. Nine inventors out of ten, unable to withstand the
pressure brought against them, retire broken-hearted from the
contest and finish their lives in poverty and want, while those
who have robbed them reap all the profit. The applicant in this
case is, to a certain extent, a living example of the truth of
these statements. It was about seven years after the patent was
granted before he succeeded in conquering the prejudices of the
public, and rendering his invention profitable; and although he
has not as yet been prevented by infringers from realizing some
remuneration, still he now finds them remonstrating against the
further extension of his patent.
After having devoted more than
fourteen years of the best portion of his life to this invention,
he has succeeded in realizing a profit of $93,000. This covers
his profit both as inventor and manufacturer, as well as all
that may be properly chargeable to his other patents. A thorough
investigation of the case has satisfied my mind that the profit
which the applicant has received from his invention is not sufficient,
when compared with the advantages which the public have
experienced from it.
It is therefore ordered that the patent
be extended for seven years from the 12th day of November, 1859.
W. D. BISHOP, Commissioner.
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